ET Capital Limited

Date authorised
1 April 2013
Companies House
02282335
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15a Water Lane
    Impington
    Cambridge
    Cambridgeshire
    CB24 9XW
    UNITED KINGDOM
    Phone
    +4401223236632
    Web
    https://www.etcapital.com

  • Complaints Contact

    15a Water Lane
    Impington
    Cambridge
    Cambridgeshire
    CB24 9XW
    UNITED KINGDOM
    Phone
    +4401223236632

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antony Richard Diment

    IRN ARD01079

    • CF30 Customer (5 Oct 2010 to 20 Jan 2015)
  • David Anthony Gough

    IRN DAG01096

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Apr 2003 to 31 Oct 2007)
  • David Edwin Gill

    IRN DEG01044

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
    • CF11 Money Laundering Reporting (8 Mar 2006 to 8 Dec 2019)
    • CF1 Director (23 Feb 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Feb 2006 to 8 Dec 2019)
  • Douglas Mark Richard

    IRN DMR01121

    • CF30 Customer (1 Nov 2007 to 20 Jan 2015)
    • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 31 Oct 2007)
  • James Milton Griffiths

    IRN JMG01305

    • SMF3 Executive Director (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Jennifer Mary Rigby

    IRN JMR01110

    • CF2 Non Executive Director (1 Dec 2001 to 4 Jun 2003)
  • Martin Paul Rigby

    IRN MPR01044

    • SMF16 Compliance Oversight (since 5 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Jan 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Ralph Edward Ecclestone

    IRN REE01014

    • CF30 Customer (1 Nov 2007 to 20 Jan 2015)
    • CF27 Investment Management (11 Dec 2003 to 31 Oct 2007)
  • Robert Marsh Tipping

    IRN RMT01038

    • CF2 Non Executive Director (1 Dec 2001 to 4 Jun 2003)
  • Roderick John Humphries

    IRN RJH01155

    • CF1 Director (1 Dec 2001 to 31 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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