Martin Paul Rigby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ET Capital Limited

    FRN 148594

    • SMF16 Compliance Oversight (since 5 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 Jan 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • FSE Fund Managers Limited

    FRN 458820

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF30 Customer (23 Nov 2009 to 8 Dec 2019)
    • CF2 Non Executive Director (17 Jul 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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