Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 13 Mar 2026)
    • SMF3 Executive Director (since 28 Feb 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Sep 2019 to 8 Dec 2019)
    • SMF3 Executive Director (since 11 Aug 2023)
    • SMF16 Compliance Oversight (6 Oct 2022 to 4 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Oct 2022 to 4 Sep 2024)
    • SMF3 Executive Director (since 22 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Jan 2022 to 30 Dec 2024)
    • SMF16 Compliance Oversight (14 Jan 2022 to 30 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.