Thomas William Ware

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • H.I.G. EUROPEAN CAPITAL PARTNERS, LLP

    FRN 462404

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (15 Apr 2019 to 8 Dec 2019)
  • H.I.G. Capital International Advisors, LLP

    FRN 473775

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (15 Apr 2019 to 8 Dec 2019)
  • Oaktree Capital Management (International) Limited (no longer approved here)

    FRN 814006

    • CF1 Director (24 Sep 2018 to 31 Dec 2018)
  • VicAsset Advisors UK Limited (no longer approved here)

    FRN 745864

    • CF10 Compliance Oversight (1 Feb 2017 to 19 Feb 2018)
  • Oaktree Capital Management (Europe) LLP (no longer approved here)

    FRN 709848

    • CF10 Compliance Oversight (15 Dec 2015 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (15 Dec 2015 to 31 Dec 2018)
    • CF4 Partner (15 Dec 2015 to 31 Dec 2018)
  • Oaktree Capital Management (UK) LLP (no longer approved here)

    FRN 550908

    • CF4 Partner (23 Dec 2011 to 31 Dec 2018)
    • CF30 Customer (15 Nov 2011 to 15 Nov 2011)
    • CF11 Money Laundering Reporting (15 Nov 2011 to 31 Dec 2018)
    • CF10 Compliance Oversight (15 Nov 2011 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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