VicAsset Advisors UK Limited

• Principal Place of Business

  5th Floor, Verde, 10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442074292299

  Web

  https://www.vicasset.com

• Complaints Contact

  5th Floor, Verde, 10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442074292299

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Giles Spencer Horridge

  IRN AGH01088

  • [FCA CF] Material risk taker (since 10 Dec 2024)
  • SMF1 Chief Executive (since 5 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (25 May 2021 to 30 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
  • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
  • CF1 Director (1 Feb 2017 to 8 Dec 2019)
• Benjamin Deacon

  IRN BXD01573

  • SMF3 Executive Director (11 May 2020 to 11 Mar 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Mar 2021)
  • CF10 Compliance Oversight (21 Feb 2018 to 8 Dec 2019)
• Benjamin Paul Bianchi

  IRN BPB01046

  • CF1 Director (1 Feb 2017 to 21 Oct 2019)
• Calum McLatchie

  IRN CXM00565

  • [FCA CF] Material risk taker (since 10 Dec 2024)
  • [FCA CF] Significant management (since 1 Nov 2023)
• Christopher Etienne de Mestre

  IRN CED01071

  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2022 to 20 Nov 2023)
  • SMF3 Executive Director (28 Apr 2020 to 30 Sep 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • CF3 Chief Executive (1 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Christopher James Burnett Lees

  IRN CJL01166

  • [FCA CF] Material risk taker (since 10 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Fulvio Orlando

  IRN FXO06135

  • [FCA CF] Material risk taker (since 10 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Sep 2018 to 8 Dec 2019)
• James Edward Steven Adams

  IRN JXA00444

  • SMF16 Compliance Oversight (27 Oct 2022 to 8 Nov 2023)
• Jeremy Simon Monk

  IRN JXM01697

  • [FCA CF] Material risk taker (since 10 Dec 2024)
  • [FCA CF] Client dealing (since 11 Dec 2023)
• Jonas Mitzschke

  IRN JXM03757

  • CF1 Director (1 Feb 2017 to 21 Oct 2019)

No changes recorded yet.