Alastair Giles Spencer Horridge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VicAsset Advisors UK Limited

    FRN 745864

    • [FCA CF] Material risk taker (since 10 Dec 2024)
    • SMF1 Chief Executive (since 5 Oct 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (25 May 2021 to 30 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Dec 2019)
  • Venn Partners LLP (no longer approved here)

    FRN 510151

    • CF4 Partner (6 Sep 2011 to 21 Apr 2013)
    • CF30 Customer (1 Oct 2010 to 16 Aug 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 May 2009)
    • CF21 Investment Adviser (8 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.