Thomas Walter Fouquet March

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • REDRICE VENTURES LTD

    FRN 791617

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (7 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (7 May 2013 to 31 May 2018)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 May 2007 to 5 Jun 2007)
  • CTA & MACRO STRATEGIES FOR CORPORATIONS ONLY LTD (no longer approved here)

    FRN 195463

    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.