Date authorised
14 May 2018
Companies House
10944085
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Tea Building
    56 Shoreditch High Street
    London
    E1 6JJ
    UNITED KINGDOM
    Phone
    +447703272372
  • Complaints Contact

    The Tea Building
    56 Shoreditch High Street
    London
    Hackney
    E1 6JJ
    UNITED KINGDOM
    Phone
    +447703272372

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Lorenzo Paul Anthony Cole Yafai

    IRN ALY00004

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2020)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 May 2018 to 22 Aug 2019)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2018 to 22 Aug 2019)
  • Andrew Sutcliffe

    IRN AXS00663

    • [FCA CF] Client dealing (since 1 Apr 2020)
  • Gabrielle Lauren Swycher

    IRN GXS00469

    • [FCA CF] Client dealing (since 6 Jul 2022)
  • Jonathan Charles Ian Heilbron

    IRN JXH01071

    • [FCA CF] Significant management (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 27 Feb 2023)
  • Oksana Stowe

    IRN OXS01125

    • [FCA CF] Client dealing (1 May 2020 to 31 Mar 2022)
  • Robert Senior

    IRN RXS00421

    • [FCA CF] Client dealing (since 1 Jun 2020)
  • Thomas Walter Fouquet March

    IRN TWM01030

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
    • CF1 Director (7 Sep 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.