Adam Lorenzo Paul Anthony Cole Yafai

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Amulet Private Office Limited

    FRN 912920

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 5 May 2020)
    • SMF1 Chief Executive (since 5 May 2020)
    • SMF3 Executive Director (since 5 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2020)
    • SMF16 Compliance Oversight (since 5 May 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Nov 2024)
  • REDRICE VENTURES LTD

    FRN 791617

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2020)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2018 to 22 Aug 2019)
    • CF10 Compliance Oversight (14 May 2018 to 22 Aug 2019)
    • CF1 Director (14 May 2018 to 8 Dec 2019)
  • Mountstone Partners Limited (no longer approved here)

    FRN 583147

    • CF30 Customer (18 Jul 2016 to 13 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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