CTA & MACRO STRATEGIES FOR CORPORATIONS ONLY LTD

Date authorised
1 April 2013
Companies House
04014398
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Broomwood Road
    London
    SW11 6HT
    UNITED KINGDOM
    Phone
    +442071172072
  • Complaints Contact

    10 Broomwood Road
    London
    SW11 6HT
    UNITED KINGDOM
    Phone
    +442071172072

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andreas Koutras

    IRN AXK01124

    • CF11 Money Laundering Reporting (9 Apr 2002 to 1 Dec 2003)
    • CF1 Director (1 Dec 2001 to 1 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 23 Apr 2004)
    • CF13 Finance (1 Dec 2001 to 1 Dec 2003)
  • Antonio Stefani

    IRN AXS02267

    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Daniel Joseph McClory

    IRN DXM00729

    • CF4 Partner (AR) (since 6 Jul 2022)
  • Domenico Lellis

    IRN DXL01167

    • CF1 Director (10 Oct 2012 to 6 Jun 2013)
    • CF30 Customer (20 Jun 2012 to 6 Jun 2013)
  • Elias Karakitsos

    IRN EXK01065

    • CF2 Non Executive Director (19 Dec 2003 to 26 Apr 2007)
  • Georg Scholl

    IRN GXS01570

    • CF27 Investment Management (26 May 2006 to 31 Jul 2006)
    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 31 Jul 2006)
  • Giorgio Rosati

    IRN GXR01315

    • CF1 Director (5 Oct 2009 to 20 Oct 2010)
    • CF28 Systems and controls (5 Oct 2009 to 20 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF11 Money Laundering Reporting (1 May 2007 to 20 Oct 2010)
    • CF27 Investment Management (1 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 30 Nov 2006)
  • Giovanni Pio Ceglia

    IRN GPC01043

    • CF1 Director (10 Oct 2012 to 19 Nov 2013)
    • CF30 Customer (19 Jun 2012 to 19 Nov 2013)
  • Graham William Sharp

    IRN GWS01055

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF27 Investment Management (13 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2003 to 13 Apr 2004)
    • CF1 Director (5 Dec 2003 to 30 Sep 2009)
    • CF11 Money Laundering Reporting (5 Dec 2003 to 26 Apr 2007)
    • CF13 Finance (5 Dec 2003 to 31 Oct 2007)
  • Helen Hanes

    IRN HXC01253

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Dec 2010 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.