Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2024 to 30 Jun 2025)
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- [FCA CF] Material risk taker (6 Mar 2021 to 30 Nov 2021)
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- CF30 Customer (11 Aug 2008 to 6 Apr 2010)
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- CF30 Customer (11 Aug 2008 to 6 Apr 2010)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2008)
- CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (13 May 2004 to 22 Dec 2005)
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- CF11 Money Laundering Reporting (9 Apr 2002 to 1 Dec 2003)
- CF1 Director (1 Dec 2001 to 1 Dec 2003)
- CF13 Finance (1 Dec 2001 to 1 Dec 2003)
- CF27 Investment Management (1 Dec 2001 to 23 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.