Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quest Fund Placement Limited
FRN 716329
- [FCA CF] Client dealing (since 5 Nov 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
- CF30 Customer (30 Jan 2012 to 8 Dec 2019)
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- CF28 Systems and controls (5 Oct 2009 to 20 Oct 2010)
- CF1 Director (5 Oct 2009 to 20 Oct 2010)
- CF30 Customer (1 Nov 2007 to 20 Oct 2010)
- CF27 Investment Management (1 May 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 May 2007 to 20 Oct 2010)
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.