Altiq LLP

• Principal Place of Business

  29 Farm Street

  London

  W1J 5RL

  UNITED KINGDOM

  Phone

  +442078589980

  Web

  https://www.altiq.com

• Complaints Contact

  29 Farm Street

  London

  W1J 5RL

  UNITED KINGDOM

  Phone

  +442078589980

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Altiq (UK) Ltd

  IRN XXA01174

  • SMF27 Partner (9 Dec 2019 to 5 Jun 2020)
  • CF4 Partner (10 Jan 2011 to 8 Dec 2019)
• Giorgio Rosati

  IRN GXR01315

  • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
  • CF30 Customer (30 Jan 2012 to 8 Dec 2019)
• Juan Luis Perez Sendelbach

  IRN JLP01115

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2023)
  • SMF16 Compliance Oversight (since 13 Sep 2023)
  • [FCA CF] Client dealing (since 25 Apr 2023)
  • [FCA CF] Significant management (since 25 Apr 2023)
• Nicholas Davey

  IRN NXD00114

  • [FCA CF] Significant management (since 9 Dec 2019)
• Peter Ho

  IRN PXH01271

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (10 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (10 Jan 2011 to 8 Dec 2019)
• Timothy Thoroughgood

  IRN TXT00081

  • [FCA CF] Significant management (since 9 Dec 2019)
• Tobin Gover

  IRN TXG01074

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Sep 2023)
  • CF4 Partner (10 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (10 Jan 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jan 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jan 2011 to 8 Dec 2019)

No changes recorded yet.