Thomas Robert Grey Dudley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED
FRN 671601
- SMF3 Executive Director (since 12 Dec 2025)
SODERBERG & PARTNERS PLATFORM LTD.
FRN 995131
- Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2025)
Novia Financial Plc (no longer approved here)
FRN 481600
- SMF4 Chief Risk (10 Sep 2021 to 3 Nov 2023)
Parmenion Capital Partners LLP (no longer approved here)
FRN 462085
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2021)
- CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.