SODERBERG & PARTNERS PLATFORM LTD.

Date authorised
8 April 2024
Companies House
14035487
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    SODERBERG & PARTNERS PLATFORM LTD.
    One Temple Quay
    Temple Back East
    Bristol
    BS1 6DZ
    UNITED KINGDOM
    Phone
    +4401174635100
    Web
    https://www.soderbergpartners-wm.co.uk

  • Complaints Contact

    Söderberg & Partners Platform Ltd.
    One Temple Quay
    Temple Back East
    Bristol
    BS1 6DZ
    UNITED KINGDOM
    Phone
    +4401174635100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brett Hanlon

    IRN BXH00165

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2024)
    • SMF16 Compliance Oversight (since 8 Apr 2024)
  • GUSTAF ANDERSSON STENSSON RENTZHOG

    IRN GXR00249

    • SMF3 Executive Director (since 8 Apr 2024)
  • Mårten Rasin

    IRN MXR00929

    • [FCA CF] Significant management (since 18 Jul 2023)
  • Nicholas Raine

    IRN NXR01485

    • Responsible for Insurance Distribution (since 8 Apr 2024)
    • SMF3 Executive Director (since 8 Apr 2024)
    • SMF1 Chief Executive (since 8 Apr 2024)
  • Oliver Whitehead

    IRN OXW00093

    • [FCA CF] Significant management (since 13 Jul 2023)
  • Paul Martin Boston

    IRN PMB01239

    • SMF9 Chair of the Governing Body (since 8 Apr 2024)
  • Thomas Robert Grey Dudley

    IRN TRD01005

    • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

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