Thomas James Buchan Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Duke Street V Limited (no longer approved here)

    FRN 194782

    • CF10 Compliance Oversight (1 May 2013 to 31 Jul 2014)
    • CF11 Money Laundering Reporting (1 May 2013 to 30 Sep 2015)
    • CF1 Director (1 Dec 2001 to 30 Sep 2015)
  • Duke Street LLP (no longer approved here)

    FRN 521314

    • CF11 Money Laundering Reporting (1 May 2013 to 30 Sep 2015)
    • CF10 Compliance Oversight (1 May 2013 to 31 Jul 2014)
    • CF4 Partner (5 Jan 2011 to 30 Sep 2015)
    • CF30 Customer (5 Jan 2011 to 30 Sep 2015)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Apr 2004)
    • CF1 Director (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.