Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets UK plc
FRN 173730
- SMF18 Other Overall Responsibility (since 11 Jun 2025)
- SMF24 Chief Operations (8 Sep 2022 to 11 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 7 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Sep 2022)
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CMC Markets Investments Limited
FRN 948126
- [FCA CF] Manager of certification employee (since 1 Jul 2023)
- [FCA CF] Material risk taker (since 6 Apr 2022)
- [FCA CF] Significant management (since 6 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.