Thomas Charles Richardson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Knight Frank Investment Management LLP
FRN 439995
- [PRA CF] Significant risk taker or Material risk taker (since 3 Feb 2025)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (27 Mar 2019 to 8 Dec 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (4 Apr 2018 to 12 Oct 2018)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (20 Dec 2013 to 12 Oct 2018)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF30 Customer (25 Mar 2011 to 1 Nov 2013)
La Française Group UK Finance Limited (no longer approved here)
FRN 225360
- CF30 Customer (26 Nov 2008 to 26 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.