Knight Frank Investment Management LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Share, Unit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit
Runs Investment Funds
Investment Setup

For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. KF Corporate Member Limited
IRN XXK01012
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (9 Jun 2006 to 8 Dec 2019)
. Knight Frank LLP
IRN XXK01011
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (9 Jun 2006 to 8 Dec 2019)
Alistair Charles Elliot
IRN ACE01037
- CF4 Partner (22 Sep 2008 to 1 Jul 2013)
Alistair Richard Dryer
IRN AXD01368
- [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2025)
Angus Myrie Scott Brown
IRN AMS01295
- CF30 Customer (1 Nov 2007 to 28 Jan 2009)
- CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
- CF27 Investment Management (23 Oct 2007 to 31 Oct 2007)
Anthony Yun Kent Yu
IRN AYY01004
- [PRA CF] Significant risk taker or Material risk taker (since 3 Feb 2025)
Belinda Harris
IRN BXH00168
- [FCA CF] Material risk taker (1 Apr 2020 to 30 Sep 2022)
Caroline Mary Tolhurst
IRN CMT01025
- CF10 Compliance Oversight (7 Mar 2011 to 13 Sep 2012)
- CF11 Money Laundering Reporting (7 Mar 2011 to 13 Sep 2012)
Christopher Nigel Card
IRN CNC01044
- CF10 Compliance Oversight (29 Oct 2012 to 7 Mar 2014)
- CF11 Money Laundering Reporting (29 Oct 2012 to 7 Mar 2014)
Colin Richard Alan Davis
IRN CRD01073
- CF30 Customer (1 Nov 2007 to 1 Dec 2009)
- CF27 Investment Management (4 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.