Knight Frank Investment Management LLP

• Principal Place of Business

  Seventh Floor

  Saddlers House

  44 Gutter Lane

  London

  EC2V 6BR

  UNITED KINGDOM

  Phone

  +4402078615465

  Web

  https://www.kf-im.com

• Complaints Contact

  Seventh Floor

  Saddlers House

  44 Gutter Lane

  London

  EC2V 6BR

  UNITED KINGDOM

  Phone

  +4402038701966

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Share, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Arthur Love

  IRN DAL01078

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • CF4 Partner (28 Jan 2019 to 8 Dec 2019)
• David John Gibbs

  IRN DXG01243

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Mar 2020)
  • CF11 Money Laundering Reporting (6 Mar 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Mar 2014 to 5 Feb 2019)
• David WG Johnson

  IRN DWJ01048

  • [FCA CF] Material risk taker (since 1 Apr 2020)
  • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
• Guy Timothy Napier

  IRN GTN00009

  • CF4 Partner (25 Feb 2010 to 29 Mar 2013)
• Ian Richard Marris

  IRN IRM01065

  • CF4 Partner (29 Sep 2008 to 1 Nov 2010)
• Ian Whittock

  IRN IXW01081

  • SMF27 Partner (9 Dec 2019 to 2 Oct 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Oct 2020)
  • Responsible for Insurance Mediation (3 May 2016 to 30 Sep 2018)
  • CF30 Customer (20 Apr 2012 to 8 Dec 2019)
  • CF4 Partner (20 Apr 2012 to 8 Dec 2019)
• John Edward Diggins

  IRN JED01104

  • SMF27 Partner (9 Dec 2019 to 28 Jan 2020)
  • CF4 Partner (1 Aug 2013 to 8 Dec 2019)
• John Everard Styles

  IRN JES01079

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (23 Nov 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (9 Jun 2006 to 19 Feb 2007)
  • CF4 Partner (9 Jun 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Jun 2006 to 19 Feb 2007)
  • CF21 Investment Adviser (9 Jun 2006 to 31 Oct 2007)
• John Sydney Bruce Rockel

  IRN JSR01088

  • CF10 Compliance Oversight (19 Feb 2007 to 7 Mar 2011)
  • CF11 Money Laundering Reporting (19 Feb 2007 to 7 Mar 2011)
• Keith John Bailey

  IRN KJB01130

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)

No changes recorded yet.