Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Knight Frank Investment Management LLP
FRN 439995
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
- CF4 Partner (28 Jan 2019 to 8 Dec 2019)
- CF30 Customer (28 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (8 Apr 2013 to 30 Apr 2018)
- Responsible for Insurance Mediation (23 Jan 2012 to 11 Jun 2014)
- CF10a CASS Oversight function (1 Oct 2011 to 11 Jun 2014)
- CF28 Systems and controls (1 Nov 2007 to 28 Nov 2014)
- CF1 Director (13 Apr 2007 to 30 Apr 2018)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.