Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (31 Jul 2020 to 5 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 16 Feb 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Mar 2020)
- CF10 Compliance Oversight (6 Mar 2014 to 5 Feb 2019)
- CF11 Money Laundering Reporting (6 Mar 2014 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (18 Dec 2006 to 31 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.