Knight Frank Capital Advisory LLP

• Principal Place of Business

  Knight Frank Capital Advisory LLP

  5th Floor

  55 Baker Street

  London

  W1U 8AN

  UNITED KINGDOM

  Phone

  +442039096846

  Web

  https://www.knightfrank.co.uk/capital-advisory

• Complaints Contact

  Knight Frank Capital Advisory LLP

  5th Floor

  55 Baker Street

  London

  W1U 8AN

  UNITED KINGDOM

  Phone

  +442039096846

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . KF Corporate Member Limited

  IRN XXK01012

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2019 to 8 Dec 2019)
• . Knight Frank LLP

  IRN XXK01011

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2019 to 8 Dec 2019)
• Andrew Peter SIm

  IRN AXS09335

  • SMF9 Chair of the Governing Body (14 Jul 2021 to 29 Jun 2023)
  • SMF27 Partner (9 Dec 2019 to 29 Jun 2023)
• Andrey Redman

  IRN AXR00455

  • [FCA CF] Material risk taker (14 Sep 2021 to 28 Feb 2023)
• Birju Shah

  IRN BXS01160

  • SMF1 Chief Executive (6 Jul 2021 to 19 Jan 2023)
• Craig Andrew Wilson

  IRN CXW00308

  • [FCA CF] Material risk taker (1 Apr 2020 to 30 Sep 2023)
• David John Gibbs

  IRN DXG01243

  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 16 Feb 2022)
  • SMF16 Compliance Oversight (31 Jul 2020 to 5 Jul 2022)
• Emma Winning

  IRN EXW00119

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Dec 2023 to 17 Dec 2024)
  • SMF1 Chief Executive (28 Jul 2023 to 22 Jan 2026)
  • SMF27 Partner (18 Aug 2021 to 22 Jan 2026)
• Farah Louise Brown

  IRN FXB00102

  • [FCA CF] Material risk taker (1 Dec 2021 to 6 May 2022)
• Frederick Otterburn

  IRN FXJ00041

  • [FCA CF] Material risk taker (7 Dec 2022 to 11 Oct 2023)

No changes recorded yet.