Knight Frank Capital Advisory LLP

• Principal Place of Business

  Knight Frank Capital Advisory LLP

  5th Floor

  55 Baker Street

  London

  W1U 8AN

  UNITED KINGDOM

  Phone

  +442039096846

  Web

  https://www.knightfrank.co.uk/capital-advisory

• Complaints Contact

  Knight Frank Capital Advisory LLP

  5th Floor

  55 Baker Street

  London

  W1U 8AN

  UNITED KINGDOM

  Phone

  +442039096846

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Mannix

  IRN JXM07515

  • SMF27 Partner (since 9 Dec 2019)
• Josephine Jones

  IRN JRR01104

  • SMF27 Partner (29 Feb 2024 to 10 May 2024)
• Joshua Malcolm Abrahams

  IRN JXA00264

  • [FCA CF] Material risk taker (1 Apr 2020 to 8 Apr 2022)
• Lawrence Peter Hayward

  IRN LPH01024

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
  • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
• Leanard Phillip

  IRN LXP01434

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2025)
• Lisa Attenborough

  IRN LXA07538

  • SMF16 Compliance Oversight (since 6 Dec 2023)
  • SMF9 Chair of the Governing Body (since 16 Aug 2023)
  • SMF27 Partner (since 9 Dec 2019)
• Neil Lover

  IRN NXL01314

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2026)
• Peter Wyatt

  IRN PXW07542

  • CF30 Customer (1 Apr 2019 to 20 Nov 2019)
  • CF4 Partner (1 Apr 2019 to 20 Nov 2019)
• Regan Peter Sampy

  IRN RXS00560

  • SMF16 Compliance Oversight (4 Jul 2022 to 15 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Feb 2022 to 15 Sep 2023)
• Rory David Arthur Penn

  IRN RDP01083

  • CF30 Customer (1 Apr 2019 to 18 Nov 2019)
  • CF4 Partner (1 Apr 2019 to 18 Nov 2019)

No changes recorded yet.