Thomas Brook Holliday

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Odd Asset Management Ltd

    FRN 660915

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 30 Mar 2023)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Client dealing (2 Dec 2020 to 6 Jun 2022)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 6 Jun 2022)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (8 Jul 2014 to 2 Oct 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.