Terence Michael Farrow

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optiva Securities Limited

    FRN 181192

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 24 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
  • CAM Wealth Group Limited (no longer approved here)

    FRN 823705

    • [FCA CF] Client dealing (8 Dec 2020 to 19 Oct 2022)
    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 19 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
    • CF10 Compliance Oversight (13 Mar 2019 to 8 Dec 2019)
    • CF1 Director (13 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (7 Mar 2019 to 19 Oct 2022)
  • Charteris Treasury Portfolio Managers Limited (no longer approved here)

    FRN 114952

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 2 Apr 2024)
    • CF30 Customer (17 Jun 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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