CAM Wealth Group Limited

• Principal Place of Business

  6th Floor

  The Plaza

  100 Old Hall Street

  Liverpool

  L3 9QJ

  UNITED KINGDOM

  Phone

  +441518320832

  Web

  https://www.camwealth.co.uk

• Complaints Contact

  6th Floor

  The Plaza

  100 Old Hall street

  Liverpool

  L3 9QJ

  UNITED KINGDOM

  Phone

  +441518320832

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

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  • · Limited to broking credit agreements for the purchase of insurance

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryan O'Connor

  IRN BXO00110

  • [FCA CF] Significant management (since 3 Apr 2025)
• Derek Edward Gawne

  IRN DEG00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2024)
  • Responsible for Insurance Distribution (since 17 Oct 2024)
  • SMF3 Executive Director (since 30 Sep 2021)
  • [FCA CF] Client dealing (since 14 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF16 Compliance Oversight (30 Sep 2021 to 17 Oct 2024)
• Elizabeth Anne Ewart

  IRN EAE01032

  • SMF16 Compliance Oversight (since 17 Oct 2024)
  • SMF3 Executive Director (since 18 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2023 to 17 Oct 2024)
• Ian Robert Williams

  IRN IRW01033

  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2023)
  • CF1 Director (13 Mar 2019 to 8 Dec 2019)
• James Brian Andrew Smeed

  IRN JBS01128

  • SMF3 Executive Director (since 4 Dec 2024)
• Jonathan Morgan

  IRN JXM00555

  • [FCA CF] Client dealing (8 Dec 2020 to 19 Oct 2022)
  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 19 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • CF1 Director (13 Mar 2019 to 8 Dec 2019)
• Langlotz Rachel Helen Amy

  IRN LXR08290

  • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
  • CF1 Director (13 Mar 2019 to 8 Dec 2019)
• Marion Helen Williams

  IRN MHW01051

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2023)
  • CF11 Money Laundering Reporting (13 Mar 2019 to 8 Dec 2019)
  • CF1 Director (13 Mar 2019 to 8 Dec 2019)
• Terence Michael Farrow

  IRN TMF00007

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 19 Oct 2022)
  • [FCA CF] Client dealing (8 Dec 2020 to 19 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Oct 2021)
  • CF1 Director (13 Mar 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (7 Mar 2019 to 19 Oct 2022)

No changes recorded yet.