Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- 14. Managing investments
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (10 Oct 2002 to 8 Dec 2019)
- CF3 Chief Executive (10 Oct 2002 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Oct 2002 to 31 Oct 2007)
- CF27 Investment Management (10 Oct 2002 to 31 Oct 2007)
- CF13 Finance (10 Oct 2002 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2023)
- CF1 Director (13 Mar 2019 to 8 Dec 2019)
-
- CF30 Customer (24 Oct 2019 to 8 Dec 2019)
-
- CF21 Investment Adviser (25 Apr 2005 to 9 May 2005)
- CF27 Investment Management (25 Apr 2005 to 9 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.