Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Oct 2002 to 8 Dec 2019)
    • CF3 Chief Executive (10 Oct 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Oct 2002 to 31 Oct 2007)
    • CF27 Investment Management (10 Oct 2002 to 31 Oct 2007)
    • CF13 Finance (10 Oct 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CAM Wealth Group Limited (no longer approved here)

    FRN 823705

    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2023)
    • CF1 Director (13 Mar 2019 to 8 Dec 2019)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (24 Oct 2019 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (25 Apr 2005 to 9 May 2005)
    • CF27 Investment Management (25 Apr 2005 to 9 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.