Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (12 Jan 2021 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Feb 2019 to 31 Mar 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (12 Jan 2021 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Feb 2019 to 31 Mar 2022)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF1 Chief Executive (7 Mar 2016 to 31 Jan 2019)
    • CF3 Chief Executive (12 May 2014 to 6 Mar 2016)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF3 Chief Executive (12 May 2014 to 31 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.