Susan Regina Dodge

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ALTUM CAPITAL MANAGEMENT (UK) LIMITED
FRN 613245
- SMF16 Compliance Oversight (since 20 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2026)
KIRKOSWALD CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 229812
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Apr 2023)
- CF10 Compliance Oversight (9 Aug 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Aug 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.