ALTUM CAPITAL MANAGEMENT (UK) LIMITED

• Principal Place of Business

  Altum Capital Management

  Weavers House

  15 Stratford Place

  London

  Westminster

  W1C 1BE

  UNITED KINGDOM

  Phone

  +442033072930

  Web

  https://www.altumcredit.com

• Complaints Contact

  681, 5th Avenue

  15th Floor

  New York

  10022

  UNITED STATES OF AMERICA

  Phone

  +12123174011

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra Okrent

  IRN AXO00312

  • [FCA CF] Client dealing (13 Aug 2024 to 25 Apr 2025)
• Alexei Kroujiline

  IRN AXK01731

  • CF30 Customer (1 Sep 2014 to 2 Jul 2015)
  • CF11 Money Laundering Reporting (1 Sep 2014 to 2 Jul 2015)
• Benjamin Peter Walmsley

  IRN BPW01027

  • CF30 Customer (22 Feb 2016 to 21 Jul 2017)
• Catherine Jane Price

  IRN CJP01154

  • [FCA CF] Client dealing (since 1 Apr 2026)
  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jan 2026)
  • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
  • CF3 Chief Executive (1 Sep 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2014 to 5 Jan 2018)
  • CF1 Director (1 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
• Maria Savostyanova

  IRN MXS00490

  • [FCA CF] Client dealing (since 10 Feb 2026)
• Marjorie Hogan

  IRN MXH02540

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
• Simon Whiteside

  IRN SXW00403

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Nov 2022 to 14 Dec 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 13 Jan 2023)
• Susan Regina Dodge

  IRN SRD01063

  • SMF16 Compliance Oversight (since 20 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2026)
• Thomas Timothy Murray

  IRN TTM01019

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jan 2026)
  • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)

No changes recorded yet.