Benjamin Peter Walmsley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (15 Nov 2018 to 30 Jan 2019)
Swiftsure Partners Limited (no longer approved here)
FRN 750321
- Employed By (15 Nov 2018 to 7 Feb 2019)
EPIC Markets (UK) LLP (no longer approved here)
FRN 231778
- CF30 Customer (20 Oct 2017 to 31 Jan 2019)
Hudnall Capital LLP (no longer approved here)
FRN 604574
- CF30 Customer (9 Dec 2016 to 7 Feb 2019)
ALTUM CAPITAL MANAGEMENT (UK) LIMITED (no longer approved here)
FRN 613245
- CF30 Customer (22 Feb 2016 to 21 Jul 2017)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (23 Jun 2010 to 15 Aug 2015)
CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)
FRN 473282
- CF30 Customer (30 Jan 2009 to 1 Mar 2010)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 4 Dec 2008)
- CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.