Susan Pemberton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Isio Wealth Planning Limited (no longer approved here)
FRN 460880
- CF30 Customer (28 Feb 2018 to 8 Dec 2019)
Gallagher (Administration & Investment) Limited (no longer approved here)
FRN 115057
- CF30 Customer (14 Oct 2013 to 20 Feb 2017)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (3 Apr 2009 to 1 Nov 2010)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (31 Aug 2005 to 30 Nov 2006)
HFMC Wealth Management Ltd (no longer approved here)
FRN 146717
- CF22 Investment Adviser (Trainee) (17 May 2002 to 7 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.