Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scottish Friendly Assurance Society Limited
FRN 110002
- SMF10 Chair of the Risk Committee (since 6 Oct 2020)
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Scottish Friendly Asset Managers Limited
FRN 188832
- Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2020)
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- CF28 Systems and controls (19 Dec 2012 to 1 Sep 2014)
- CF10 Compliance Oversight (19 Dec 2012 to 4 Feb 2014)
- CF11 Money Laundering Reporting (19 Dec 2012 to 4 Feb 2014)
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- CF28 Systems and controls (8 Dec 2009 to 8 Nov 2010)
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- CF28 Systems and controls (8 Dec 2009 to 8 Nov 2010)
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- CF28 Systems and controls (8 Dec 2009 to 8 Nov 2010)
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- CF28 Systems and controls (1 Nov 2007 to 8 Nov 2010)
- CF14 Risk Assessment (6 Sep 2004 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 8 Nov 2010)
- CF14 Risk Assessment (6 Sep 2004 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 8 Nov 2010)
- CF14 Risk Assessment (25 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.