Susan Janet Rutherford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2021)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF11 Money Laundering Reporting (18 Nov 2003 to 24 Oct 2006)
    • CF1 Director (18 Nov 2003 to 24 Oct 2006)
    • CF10 Compliance Oversight (18 Nov 2003 to 24 Oct 2006)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF1 Director (1 Dec 2001 to 25 Jul 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.