Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (3 Apr 2023 to 7 Oct 2024)
-
- Director of firm who is not a certification employee or a SMF manager (3 Apr 2023 to 7 Oct 2024)
-
- CF1 Director (7 Jan 2014 to 18 Sep 2015)
- CF30 Customer (13 Oct 2009 to 18 Sep 2015)
-
- CF30 Customer (1 Nov 2007 to 9 Oct 2009)
- CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.