Date authorised
3 August 2020
Companies House
10755170
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420
  • Complaints Contact

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Hedley

    IRN AXH02448

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Andrew Graves

    IRN AXG00702

    • [FCA CF] Significant management (since 7 Nov 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Jun 2024)
  • Andrew Mason

    IRN AXM01504

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Anna Till

    IRN AXB01262

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David Ambridge

    IRN DXA00305

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David Sowrey

    IRN DXS00785

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Dexter George Des Vignes

    IRN DGD01033

    • SMF3 Executive Director (since 21 May 2021)
  • Emily Withington

    IRN EXW00233

    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2026)
  • Ghassan Hani Mansour

    IRN GXM00152

    • CF1 Director (AR) (14 Jan 2022 to 17 Apr 2026)
  • Jagdev Kenth

    IRN JXK12209

    • SMF16 Compliance Oversight (14 Dec 2020 to 29 Apr 2022)
    • SMF3 Executive Director (3 Aug 2020 to 29 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.