Date authorised
3 August 2020
Companies House
10755170
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420
  • Complaints Contact

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaquelina Gomes

    IRN JXG00599

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
  • Jason Patrick Howard

    IRN JPH01244

    • SMF1 Chief Executive (3 Aug 2020 to 5 Jul 2023)
    • Responsible for Insurance Distribution (3 Aug 2020 to 5 Jul 2023)
  • Joel Mark Hodges

    IRN JXH03341

    • [FCA CF] Significant management (since 1 Jan 2026)
  • John Sutton

    IRN JDS01157

    • CF1 Director (AR) (26 Nov 2021 to 10 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Jonathan Haasz

    IRN JSH01209

    • SMF16 Compliance Oversight (18 Aug 2022 to 10 Feb 2023)
  • Josephine Vinci

    IRN JXV00151

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jugminder Singh

    IRN JXS03575

    • SMF3 Executive Director (since 3 Feb 2023)
    • SMF16 Compliance Oversight (since 3 Feb 2023)
  • Matthew Mealey

    IRN MXM00632

    • CF1 Director (AR) (since 9 Sep 2021)
  • Nigel Dane

    IRN NID01003

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • Pervena Makwana

    IRN PXM00568

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.