Date authorised
3 August 2020
Companies House
10755170
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420
  • Complaints Contact

    9th Floor 40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +4402045850420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phil Karp

    IRN PXK00378

    • [FCA CF] Significant management (4 Jun 2024 to 7 Nov 2024)
  • Richard Henry Hobbs

    IRN RHH01041

    • SMF9 Chair of the Governing Body (since 3 Aug 2020)
  • Simon Haggas

    IRN SEH01082

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Simon James Hedley

    IRN SXH00663

    • SMF1 Chief Executive (since 5 Jul 2023)
    • Responsible for Insurance Distribution (since 16 Mar 2022)
    • SMF3 Executive Director (since 16 Mar 2022)
  • Stephen Farrell

    IRN SXF01799

    • SMF3 Executive Director (since 3 Aug 2020)
  • Stephen Wood

    IRN SXW01585

    • SMF3 Executive Director (3 Aug 2020 to 4 May 2023)
  • Susan Claire Holliday

    IRN SCH01077

    • Director of firm who is not a certification employee or a SMF manager (3 Apr 2023 to 7 Oct 2024)
  • Thomas Quy

    IRN TXQ00027

    • CF1 Director (AR) (since 28 Apr 2026)
    • [FCA CF] Significant management (since 1 Dec 2025)
    • CF1 Director (AR) (10 Jan 2025 to 30 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.