Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 20 Jun 2023)
-
- Director of firm who is not a certification employee or a SMF manager (11 Jan 2023 to 5 Oct 2023)
-
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 11 Sep 2023)
-
- Director of firm who is not a certification employee or a SMF manager (3 Oct 2022 to 26 Jun 2023)
-
- Director of firm who is not a certification employee or a SMF manager (1 Oct 2022 to 23 Apr 2024)
-
- SMF9 Chair of the Governing Body (4 Aug 2022 to 2 May 2024)
- [FCA CF] Significant management (13 Jan 2021 to 1 Dec 2023)
- SMF3 Executive Director (13 Jan 2021 to 2 May 2024)
-
- SMF3 Executive Director (3 Aug 2020 to 4 May 2023)
-
- CF1 Director (1 Jan 2008 to 30 Jan 2014)
- CF28 Systems and controls (1 Jan 2008 to 8 May 2013)
- CF1 Director (AR) (19 Dec 2007 to 29 Jan 2016)
-
- (10)Employed By (19 Dec 2007 to 29 Jan 2016)
-
- CF13 Finance (1 Dec 2004 to 1 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.