Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Underwriting Limited
FRN 206658
- SMF16 Compliance Oversight (since 8 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2024)
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- SMF16 Compliance Oversight (6 Jul 2023 to 17 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Jul 2023 to 1 Mar 2024)
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- SMF16 Compliance Oversight (14 Dec 2020 to 29 Apr 2022)
- SMF3 Executive Director (3 Aug 2020 to 29 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.