Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander John Ramsay Mackay

    IRN AJM01238

    • CF1 Director (1 Dec 2001 to 14 Jul 2008)
  • Alexander Ross Baugh

    IRN AXB02291

    • CF2 Non Executive Director (20 Nov 2008 to 19 Oct 2015)
  • Aman Malik

    IRN AXM00924

    • Director of firm who is not a certification employee or a SMF manager (30 Sep 2020 to 21 Jul 2023)
  • Amanda Jeffrey

    IRN AXJ00416

    • [PRA CF] Key function holder (since 15 Feb 2023)
  • Andrew Lewis Brooks

    IRN ALB01044

    • SMF1 Chief Executive (10 Dec 2018 to 6 Feb 2023)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Feb 2023)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (13 Nov 2008 to 6 Mar 2016)
    • Responsible for Insurance Mediation (13 Nov 2008 to 30 Sep 2018)
    • CF3 Chief Executive (13 Nov 2008 to 6 Mar 2016)
    • CF1 Director (AR) (19 May 2008 to 6 Feb 2023)
    • CF1 Director (29 Jan 2004 to 6 Mar 2016)
  • Andrew Moss

    IRN AXM00387

    • SMF14 Senior Independent Director (since 30 Jul 2024)
    • SMF11 Chair of the Audit Committee (since 3 Nov 2023)
  • Andrew Moulton

    IRN AXM05175

    • [PRA CF] Key function holder (since 17 Jul 2023)
  • Andrew Robert Stears

    IRN ARS01029

    • CF1 Director (AR) (6 Dec 2004 to 14 Jul 2008)
    • CF1 Director (1 Dec 2001 to 14 Jul 2008)
  • Andrew Seaton Birrell

    IRN ASB01157

    • SMF11 Chair of the Audit Committee (4 Mar 2022 to 20 Feb 2023)
    • SMF14 Senior Independent Director (4 Mar 2022 to 20 Feb 2023)
  • Beverley Joy Hossack

    IRN BXH00192

    • [PRA CF] Key function holder (10 Dec 2018 to 31 Oct 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.