Ascot Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Charles Harry Dangelo
IRN CXD01376
- CF2 Non Executive Director (17 Aug 2006 to 25 Nov 2008)
Charles Peter Thrale Cantlay
IRN CPC01046
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Jan 2023)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (1 Oct 2011 to 6 Mar 2016)
Chris McGill
IRN CXM00539
- [PRA CF] Key function holder (1 Oct 2020 to 1 Aug 2022)
Daniel Scott Glaser
IRN DSG01031
- CF2 Non Executive Director (18 Nov 2003 to 7 Dec 2007)
David Allen Edward
IRN DAE01045
- CF1 Director (1 Dec 2001 to 14 Jul 2008)
David Charles James
IRN DCJ01042
- CF1 Director (AR) (19 May 2009 to 31 Dec 2011)
- CF29 Significant management (19 May 2009 to 31 Dec 2011)
David Fitzpatrick
IRN DXF00175
- [PRA CF] Key function holder (since 10 Dec 2018)
David Paul Roe
IRN DPR01082
- CF29 Significant management (19 May 2009 to 1 Jan 2010)
David Peter Trezies
IRN DPT01035
- CF2 Non Executive Director (18 Nov 2003 to 31 May 2005)
Diego Pagadigorria Wicke
IRN DXP01577
- CF1 Director (AR) (28 May 2008 to 3 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.