Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominique Alain Maurin

    IRN DAM01168

    • CF1 Director (AR) (14 Dec 2004 to 1 Mar 2005)
  • Edel Chatterton

    IRN EXC76661

    • SMF2 Chief Finance (since 17 Apr 2025)
    • CF1 Director (AR) (since 24 Mar 2025)
  • Edward John Lloyd

    IRN EJL01038

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 17 Feb 2023)
  • Eric Robert Maurice Excoffier

    IRN ERE01005

    • CF1 Director (AR) (24 Mar 2005 to 13 Jul 2005)
  • Gareth Ashley Challingsworth

    IRN GAC01121

    • CF28 Systems and controls (19 May 2009 to 29 Jun 2012)
    • CF29 Significant management (19 May 2009 to 29 Jun 2012)
    • CF1 Director (31 Oct 2008 to 29 Jun 2012)
  • Gavin Wall

    IRN GXW00226

    • [PRA CF] Key function holder (1 Oct 2020 to 17 Jul 2023)
  • Greg Waide

    IRN GXW00227

    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Helen Jones-Bak

    IRN HXJ01222

    • CF1 Director (AR) (16 May 2019 to 28 Feb 2025)
    • SMF2 Chief Finance (10 Dec 2018 to 28 Feb 2025)
    • SIMF2 Chief Finance Function (29 Mar 2018 to 9 Dec 2018)
  • Homi Phiroz Rustom Mullan

    IRN HPM01009

    • Director of firm who is not a certification employee or a SMF manager (3 Mar 2022 to 20 Feb 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 4 Mar 2022)
    • SMF14 Senior Independent Director (10 Dec 2018 to 4 Mar 2022)
    • SIMF11 Chair of the Audit Committee (20 Oct 2017 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Ian Jon Grayson

    IRN IXG00013

    • SMF24 Chief Operations (since 30 Jul 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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