Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Paul Martin

    IRN IPM01013

    • CF2 Non Executive Director (8 Dec 2005 to 28 Jul 2012)
  • Ian Thompson

    IRN IXT00092

    • CF1 Director (AR) (since 16 Dec 2024)
    • CF3 Chief Executive (AR) (since 16 Dec 2024)
    • Responsible for Insurance Distribution (since 26 Sep 2024)
    • SMF1 Chief Executive (since 26 Sep 2024)
  • Jack Blakely

    IRN JXB00873

    • [PRA CF] Key function holder (since 17 Jun 2020)
  • Jagdev Kenth

    IRN JXK12209

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2024)
    • SMF16 Compliance Oversight (since 8 Jul 2024)
  • James Andrew Shea

    IRN JAS01469

    • CF2 Non Executive Director (31 Mar 2011 to 1 May 2012)
  • James Arnold

    IRN JXA00577

    • SMF4 Chief Risk (since 20 Dec 2023)
  • James Michael Leathes Prior

    IRN JMP01071

    • CF2 Non Executive Director (1 Dec 2001 to 5 Oct 2006)
  • James Short

    IRN JXS04304

    • SMF18 Other Overall Responsibility (since 31 Oct 2025)
  • Joanne Homes

    IRN JXH08925

    • SMF18 Other Overall Responsibility (since 14 Feb 2019)
  • John Anthony Pilkington

    IRN JAP01253

    • [PRA CF] Key function holder (10 Dec 2018 to 30 Jan 2026)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.