Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Charles Crichton Slipper

    IRN JCS01063

    • CF1 Director (AR) (3 Nov 2004 to 6 Oct 2008)
    • CF1 Director (1 Dec 2001 to 6 Oct 2008)
  • John Quinlan Doyle

    IRN JQD01003

    • CF2 Non Executive Director (1 May 2012 to 6 Mar 2016)
  • Jonathan Matthew Foley

    IRN JMF01131

    • CF29 Significant management (19 May 2009 to 4 Oct 2011)
    • CF3 Chief Executive (AR) (15 Mar 2006 to 30 Nov 2006)
  • Jonathan Zaffino

    IRN JXZ00063

    • SMF7 Group Entity Senior Manager (since 26 Jul 2023)
    • Responsible for Insurance Distribution (since 26 Jul 2023)
    • CF1 Director (AR) (6 Oct 2023 to 16 Dec 2024)
    • CF3 Chief Executive (AR) (6 Oct 2023 to 16 Dec 2024)
    • SMF1 Chief Executive (26 Jul 2023 to 16 Dec 2024)
  • Justin Catling

    IRN JXC00741

    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Katherine Chung

    IRN KXC01307

    • SMF13 Chair of the Nominations Committee (23 Mar 2020 to 21 Jul 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 21 Jul 2023)
    • SIMF12 Chair of the Remuneration Committee (29 Mar 2018 to 9 Dec 2018)
  • Katy Marie Wilson

    IRN KXW08923

    • SMF18 Other Overall Responsibility (since 24 Sep 2024)
    • CF1 Director (AR) (since 20 May 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2024 to 24 Sep 2024)
    • SMF16 Compliance Oversight (27 Feb 2024 to 24 Sep 2024)
    • SMF18 Other Overall Responsibility (14 Feb 2019 to 27 Feb 2024)
  • Kevin Ball

    IRN KXB10622

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Feb 2019 to 6 Oct 2023)
    • SMF16 Compliance Oversight (7 Feb 2019 to 6 Oct 2023)
  • Lee Stephen Vanderson

    IRN LSV00002

    • CF1 Director (AR) (8 Nov 2004 to 2 Mar 2006)
  • Lynsey Jane Cross

    IRN LJC01176

    • SMF10 Chair of the Risk Committee (since 2 Mar 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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