Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Charles Smith

    IRN MCS01088

    • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 30 Jul 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 1 Mar 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (11 Feb 2011 to 6 Mar 2016)
    • CF1 Director (AR) (19 May 2009 to 16 May 2019)
    • CF28 Systems and controls (19 May 2009 to 6 Mar 2016)
  • Mark James Donald

    IRN MJD01256

    • CF1 Director (1 Dec 2001 to 14 Jul 2008)
  • Mark Laurence Pepper

    IRN MLP01045

    • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
    • SMF23 Chief Underwriting Officer (since 10 Dec 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (14 Jul 2009 to 6 Mar 2016)
    • CF29 Significant management (19 May 2009 to 6 Mar 2016)
    • CF1 Director (AR) (8 Dec 2004 to 24 Nov 2005)
  • Martin Callahan

    IRN MXC00606

    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Martin John Sullivan

    IRN MJS01182

    • CF2 Non Executive Director (1 Dec 2001 to 21 Mar 2005)
  • Martin Robert Davidson Reith

    IRN MRR01033

    • CF2 Non Executive Director (13 Nov 2008 to 31 Dec 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Nov 2008)
    • CF1 Director (AR) (3 Nov 2004 to 27 Apr 2009)
    • CF1 Director (1 Dec 2001 to 13 Nov 2008)
    • CF3 Chief Executive (1 Dec 2001 to 13 Nov 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 13 Nov 2008)
  • Martyn Anthony Hedley

    IRN MAH01305

    • CF2 Non Executive Director (28 Nov 2005 to 12 Nov 2007)
  • Matthew Steven David Washington

    IRN MSW01141

    • CF28 Systems and controls (19 May 2009 to 31 Dec 2013)
  • Michael L Sherman

    IRN MLS01085

    • CF2 Non Executive Director (AR) (25 May 2006 to 21 Nov 2008)
  • Michael O'Connor

    IRN MXO00141

    • [PRA CF] Key function holder (10 Dec 2018 to 26 Sep 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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