Mark Charles Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Underwriting Limited

    FRN 206658

    • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 30 Jul 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 1 Mar 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (11 Feb 2011 to 6 Mar 2016)
    • CF28 Systems and controls (19 May 2009 to 6 Mar 2016)
    • CF1 Director (AR) (19 May 2009 to 16 May 2019)
  • Ascot Insurance Services Ltd (no longer approved here)

    FRN 409860

    • (17)Employed By (19 May 2009 to 16 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ascot Insurance Services Ltd

  2. controlled function added: (17)Employed By at Ascot Insurance Services Ltd