Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Dalton

    IRN NXD00163

    • SMF7 Group Entity Senior Manager (since 13 Nov 2025)
    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Nicholas Walsh

    IRN NCW01016

    • CF2 Non Executive Director (28 Apr 2005 to 23 Oct 2012)
  • Parth Patel

    IRN PXP01445

    • CF1 Director (AR) (16 May 2019 to 20 Dec 2023)
    • SMF20 Chief Actuary (10 Dec 2018 to 4 Jun 2020)
    • SMF4 Chief Risk (10 Dec 2018 to 20 Dec 2023)
    • SIMF4 Chief Risk Function (12 Apr 2018 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF12 Actuarial (16 Feb 2016 to 6 Mar 2016)
  • Pascal Keutgens

    IRN PXK01484

    • SMF7 Group Entity Senior Manager (since 19 Dec 2023)
  • Paul Travis Taylor

    IRN PTT01012

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 20 Feb 2023)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (11 Mar 2013 to 6 Mar 2016)
  • Raj Bajwa-Patel

    IRN RXB01149

    • SMF24 Chief Operations (since 27 Jan 2026)
  • Rebecca Betteridge

    IRN RXW81870

    • SMF20 Chief Actuary (since 25 Sep 2020)
  • Richard Billing Dearlove

    IRN RBD01018

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 24 Jun 2024)
    • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 14 Nov 2019)
    • CF2a Chair of the Nominations Committee (31 Aug 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 29 Jun 2017)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 29 Jun 2017)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (28 Nov 2006 to 31 Oct 2007)
    • CF2 Non Executive Director (28 Nov 2006 to 6 Mar 2016)
  • Richard David Henry Brindle

    IRN RDB01095

    • CF2 Non Executive Director (1 Dec 2001 to 19 Sep 2005)
  • Richard Jaysung Shin

    IRN RXS03322

    • SIMF12 Chair of the Remuneration Committee (3 Nov 2017 to 1 Dec 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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