Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Peter Sewell

    IRN RPS01059

    • SMF9 Chair of the Governing Body (since 24 Jun 2024)
    • SMF10 Chair of the Risk Committee (12 Sep 2023 to 17 Nov 2025)
  • Robert Scott Higgins Schimek

    IRN RSS01121

    • CF2 Non Executive Director (22 Oct 2012 to 6 Jul 2015)
  • Robert William Edward Dimsey

    IRN RWD01066

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 30 Apr 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 1 Mar 2018)
    • CF29 Significant management (22 May 2009 to 6 Mar 2016)
    • CF28 Systems and controls (22 May 2009 to 6 Mar 2016)
    • CF1 Director (30 Oct 2008 to 6 Mar 2016)
    • CF1 Director (AR) (8 Nov 2004 to 30 Apr 2018)
  • Samantha Jane Hoe-Richardson

    IRN SJH01602

    • SMF12 Chair of the Remuneration Committee (since 12 Oct 2023)
  • Seraina Maag

    IRN SXM03134

    • CF2 Non Executive Director (17 Nov 2015 to 6 Mar 2016)
  • Stephen Bardell

    IRN SXB08924

    • SMF24 Chief Operations (since 3 Jul 2019)
    • SMF18 Other Overall Responsibility (19 Feb 2019 to 20 Mar 2019)
  • Susan Sutherland

    IRN SXS04053

    • SMF7 Group Entity Senior Manager (18 Jan 2024 to 18 Jun 2025)
  • Theodore Simon Acton Butt

    IRN TSB01046

    • CF1 Director (AR) (16 Mar 2007 to 8 Dec 2017)
  • Thomas Ralph Tizzio

    IRN TRT01002

    • CF2 Non Executive Director (1 Dec 2001 to 23 May 2006)
  • Timothy David Carter

    IRN TDC01050

    • CF2 Non Executive Director (14 Jul 2015 to 6 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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